This work is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License.Lecture 2 Groups and Homogeneous Spaces
Group theory and representation theory are themselves two enormous
and interesting subjects. However, they are auxiliary in our
presentation and we are forced to restrict our consideration to a brief
overview.
Besides introduction to that areas presented
in [254, 333] we recommend additionally the
books [159, 321]. The representation theory
intensively uses tools of functional analysis and on the other hand
inspires its future development. We use the book [164] for
references on functional analysis here and recommend it as a nice
reading too.
2.1 Groups and Transformations
We start from the definition of the central object, which formalises the
universal notion of symmetries [159]*§ 2.1.
Definition 1
A transformation group
G is a non-void set of mappings of a certain set X into itself
with the following properties:
-
The identical map is included in G.
- If g1 ∈ G and g2 ∈ G then g1g2∈ G.
- If g∈ G then g−1 exists and belongs to G.
Exercise 2
List all transformation groups on a set of three elements.
Exercise 3
Verify that the following sets are transformation groups:
-
The group of permutations of n elements.
- The group of rotations of the
unit circle T.
- The groups of shifts of the
real line ℝ and the plane ℝ2.
- The group of one-to-one linear maps of an n-dimensional vector
space over a field F onto itself.
- The group of linear-fractional (Möbius) transformations:
of the extended complex plane such that ad−bc≠ 0.
It is worth (and often done) to push abstraction one level higher and to
keep the group alone without the underlying space:
Definition 4
An abstract group
(or simply group
) is a non-void set G on which there is a law
of group multiplication
(i.e. mapping G ×
G→
G) with the properties:
-
Associativity: g1(g2g3)=(g1g2)g3.
- The existence of the identity: e∈ G such that
eg=ge=g for all g∈ G.
- The existence of the inverse: for every g∈ G there
exists g−1∈ G such that g g−1=g−1g=e.
Exercise 5
Check that
-
any transformation group is an abstract group; and
- any abstract group is isomorphic to a transformation group.
Hint:
Use the action of the abstract group on itself by left (or rightthe right shift) shifts from
Exercise .
⋄
If we forget the nature of the elements of a transformation group
G as transformations of a set X then we need to supply a
separate “multiplication table” for elements of G. By the
previous Exercise both concepts are mathematically
equivalent. However, an advantage of a transition to abstract groups
is that the same abstract group can act by transformations of
apparently different sets.
Exercise 6
Check that the following transformation groups
(cf. Example 3) have the same law of
multiplication, i.e. are equivalent as abstract groups:
-
The group of isometric mapping of an equilateral triangle
onto itself.
- The group of all permutations of a set of three elements.
- The group of invertible matrices of order 2 with coefficients
in the field of integers modulo 2.
-
The group of linear fractional transformations of the extended
complex plane generated by the mappings z↦ z−1 and
z↦ 1−z.
Hint:
Recall that linear fractional transformations are represented by
matrices (1). Furthermore, a linear
fractional transformation is completely defined by the images of
any three different points (say, 0, 1 and ∞), see
Exercise 2. What are images of 0,
1 and ∞ under the maps specified in 4?
⋄
Exercise* 7
Expand the list in the above exercise.
It is much simpler to study groups with the following additional property.
Definition 8
A group G is commutative
(or abelian
)
if, for all
g1, g2∈
G, we have g1g2=
g2g1.
However, most of the interesting and important groups are
non-commutative.
Exercise 9
Which groups among those listed in Exercises 2
and 3 are commutative?
Groups may have some additional
analytical structures, e.g.
they can be a topological space with a corresponding notion of
limit and respective
continuity. We also assume that our
topological groups are always locally compact [159]*§ 2.4, that is
there exists a compact neighbourhood of every point. It is common to assume
that the topological and group structures are in agreement:
Definition 10
If, for a group G, group multiplication and inversion are
continuous mappings, then G is
continuous group
.
Exercise 11
-
Describe topologies which make groups from Exercises 2
and 3 continuous.
- Show that a continuous group is locally compact if there exists a
compact neighbourhood of its identity.
An even better structure can be found among
Lie groups [159]*§ 6, e.g. groups with
a differentiable law of
multiplication. In the investigation of such groups, we could employ the whole
arsenal of analytical tools. Hereafter, most of the groups studied
will be Lie groups.
Exercise 12
Check that the following are non-commutative Lie (and, thus,
continuous) groups:
-
The ax+b group (or the affine group)
[321]*Ch. 7 of the real line: the set of
elements (a,b), a∈ ℝ+, b∈ ℝ
with the group law:
(a, b) * (a′, b′) = (aa′, ab′+b).
|
The identity is (1,0) and (a,b)−1=(a−1,−b/a).
- The Heisenberg group
ℍ1 [138]
[321]*Ch. 1: a set of triples of real numbers
(s,x,y) with the group multiplication:
(s,x,y)*(s′,x′,y′)=(s+s′+ | | (x′y−xy′),x+x′,y+y′).
(2) |
The identity is (0,0,0) and (s,x,y)−1=(−s,−x,−y).
- The SL2(ℝ) group [140, 240]: a set of 2×
2 matrices () with real entries a, b,
c, d∈ℝ and the determinant det=ad−bc
equal to 1 and the group law coinciding with matrix
multiplication:
| |
| | =
| ⎛
⎜
⎝ | aa′+bc′ | ab′+bd′ |
ca′+dc′ | cb′+dd′ |
| ⎞
⎟
⎠ |
| .
|
The identity is the unit matrix and
The above three groups are behind many important results of real and
complex analysis [138, 140, 185, 240] and we meet
them many times later.
2.2 Subgroups and Homogeneous Spaces
A study of any mathematical object is facilitated by a decomposition
into smaller or simpler blocks. In the case of groups, we need the
following:
Definition 13
A subgroup
of a group G is subset H⊂
G such that
the restriction of multiplication from G to H makes H a
group itself.
Exercise 14
Show that the ax+
b group is a subgroup of SL2(ℝ)
.
Hint:
Consider matrices 1/√a().
⋄
While abstract groups are a suitable language for investigation of
their general properties, we meet groups in applications as
transformation groups acting on a set X. We will describe
the connections between those two viewpoints. It can be approached
either by having a homogeneous space build the class of isotropy
subgroups or by having a subgroup define respective homogeneous spaces.
The next two subsections explore both directions in detail.
2.2.1 From a Homogeneous Space to the Isotropy Subgroup
Let X be a set and let us define, for a group G, an operation
G: X→ X of G on X. We say that a subset
S⊂ X is G-invariant if g· s∈ S for all g∈ G and
s∈ S.
Exercise 15
Show that if S⊂ X is G-invariant then its complement
X∖ S is G-invariant as well.
Thus, if X has a non-trivial invariant subset, we can split X into
disjoint parts. The finest such decomposition is obtained from the
following equivalence relation on
X, say, x1∼ x2, if and only if there exists g∈ G
such that gx1=x2, with respect to which X is a disjoint
union of distinct orbits [239]*§ I.5, that is subsets of all
gx0 with a fixed x0∈ X and arbitrary g∈ G.
Exercise 16
Let the group SL2(ℝ)
act on
ℂ
by means of
linear-fractional transformations (1).
Show that there exist three orbits: the real axis ℝ
,
the upper ℝ
+2 and lower
ℝ
−2 half-planes:
ℝ+2={ x± iy ∣ x,y∈ ℝ, y>0}
and
ℝ−2={ x± iy ∣ x,y∈ ℝ, y<0}.
|
Thus, from now on, without loss of generality, we assume that the
action of G on X is transitive, i.e. for every x∈ X we have
In this case, X is G-homogeneous space.
Exercise 17
Show that either of the following conditions define a
transitive action of G on X:
-
For two arbitrary points x1, x2∈ X, there exists
g∈ G such that g x1 =x2.
-
There is a point x0∈ X with the property that for an arbitrary
point x∈ X, there exists g∈ G such that g x0 = x.
Exercise 18
Show that, for any group G, we can define its action on X=
G as
follows:
-
The conjugation g: x ↦ g x g−1.
-
The left shift
Λ(g): x ↦ g x and
the right shift
R(g): x ↦ x g−1.
The above actions define group homomorphisms from G to the
transformation group of G. However, the conjugation is trivial
for all commutative groups.
Exercise 19
Show that:
-
The set of elements Gx={g∈ G ∣ gx=x} for a fixed
point x∈ X forms a subgroup of G, which is called the
isotropy (sub)group of x in
G [239]*§ I.5.
- For any x1, x2∈ X, isotropy subgroups Gx1 and
Gx2 are conjugated, that is, there exists g∈ G such
that Gx1=g−1Gx2g.
This provides a transition from a G-action on a homogeneous space
X to a subgroup of G, or even to an equivalence class of such
subgroups under conjugation.
Exercise 20
Find a subgroup which corresponds to the given action of G on X:
-
Action of ax+b group on
ℝ by the formula: (a,b): x ↦ ax+b for the point x=0.
- Action of SL2(ℝ) group on one of
three orbit from Exercise 16 with respective
points x=0, i and −i.
2.2.2 From a Subgroup to the Homogeneous Space
We can also go in the opposite direction—given a subgroup of
G, find the corresponding homogeneous space. Let G be a group
and H be its subgroup. Let us define the space of cosets X=G/H by the equivalence relation: g1∼
g2 if there exists h ∈ H such that g1=g2h.
There is an important type of subgroups:
Definition 20(a)
A subgroup H of a group G is said to be normal
if H is invariant under
conjugation, that is g−1hg ∈
H for all g ∈
G, h∈
H.
The special role of normal subgroups is explained by the following property:
Exercise 20(b)
Check that, the binary operation g1H·
g2H=(
g1g2)
H, where
g1, g2∈
G, is well-defined on
X=
G/
H. Furthermore, this operation turns X into a group, called
the quotient group
.
In our studies normal subgroup will not appear and the set X=G / H
will not be a group. However, for any subgroup H⊂ G the set
X=G / H is a homogeneous space under the left G-action g: g1H↦ (gg1)H. For practical
purposes it is more convenient to have a parametrisation of X and
express the above G-action through those parameters, as shown
below.
We define a function
(section) [159]*§ 13.2 s: X→ G such that it is a right inverse to the natural
projection p: G→ G/H, i.e. p(s(x))=x for all x∈
X. Depending on situation some additional properties of
s may be required, e.g. continuity. In our work we will
usually need only that the section s is a measurable function.
Exercise 21
Check that, for any g∈ G, we have s(p(g))=gh, for some h∈
H depending on g.
Then, any g∈ G has a unique decomposition of the form
g=s(x)h, where x=p(g)∈ X and h∈ H. We define a map
r associated to s through the identities:
Exercise 22
Show that:
-
X is a left G-space with the
G-action defined in terms of maps s and p as follows:
g: x ↦ g· x=p(g* s(x)),
(3) |
where * is the multiplication on G. This is illustrated by
the diagram:
G <.5ex>[d]p [r]g*G <.5ex>[d]p X <.5ex>[u]s [r]g·X <.5ex>[u]s
(4) |
- The above action of G: X→ X is transitive on X, thus X is a G-homogeneous space.
-
The choice of a section s is
not essential in the following sense. Let s1 and s2 be
two maps, such that p(si(x))=x for all x∈ X,
i=1, 2. Then, p(g*s1(x))=p(g*s2(x)) for all g∈ G.
Thus, starting from a subgroup H of a group G, we can define a
G-homogeneous space X=G/H.
2.3 Differentiation on Lie Groups and Lie Algebras
To do some analysis on groups, we need suitably-defined basic
operations: differentiation and
integration.
Differentiation is naturally defined for Lie groups. If G is a Lie group and Gx is its closed
subgroup, then the homogeneous space G/Gx considered above is a
smooth manifold (and a loop as an algebraic object) for every
x∈ X [159]*Thm. 2 in § 6.1. Therefore, the
one-to-one mapping G/Gx → X from
§ 2.2.2 induces a structure of
C∞-manifold on X. Thus, the class
C0∞(X) of smooth functions with compact supports
on X has the natural definition.
For every Lie group G there is an associated Lie algebra g. This algebra can be realised in
many different ways. We will use the following two out of four listed
in [159]*§ 6.3.
2.3.1 One-parameter Subgroups and Lie Algebras
For the first realisation, we consider a one-dimensional
continuous subgroup x(t) of G as a group
homomorphism of x: (ℝ,+)→ G. For such a
homomorphism x, we have x(s+t)=x(s)x(t) and x(0)=e.
Exercise 23
Check that the following subsets of elements parametrised by
t∈ℝ
are one-parameter subgroups:
-
For the affine group: a(t)=(et,0) and
n(t)=(1,t).
-
For the Heisenberg group ℍ1:
s(t)=(t,0,0), x(t)=(0,t,0) and y(t)=(0,0,t).
|
-
For the group SL2(ℝ):
| a(t) | |
n(t) | | | | | | | | (5) |
b(t) | =
| ⎛
⎜
⎜
⎜
⎜
⎜
⎜
⎜
⎝ | | ⎞
⎟
⎟
⎟
⎟
⎟
⎟
⎟
⎠ |
| , |
|
z(t) | | | | | | | | (6) |
|
The one-parameter subgroup x(t) defines a tangent vector X=x′(0)
belonging to the tangent space Te of G at e=x(0). The Lie
algebra g can be identified with this tangent
space. The important exponential map exp: g → G works in
the opposite direction and is defined by expX=x(1) in the
previous notations. For the case of a matrix group, the exponent map can
be explicitly realised through the exponentiation of the matrix
representing a tangent vector:
Exercise 24
-
Check that subgroups a(t), n(t), b(t) and z(t) from
Exercise 3 are generated by the exponent map of the
following zero-trace matrices:
| a(t) | =exp
| ⎛
⎜
⎜
⎜
⎜
⎜
⎜
⎜
⎝ | | ⎞
⎟
⎟
⎟
⎟
⎟
⎟
⎟
⎠ |
| , |
|
n(t) | | | | | | | | (7) |
b(t) | =exp
| ⎛
⎜
⎜
⎜
⎜
⎜
⎜
⎜
⎝ | | ⎞
⎟
⎟
⎟
⎟
⎟
⎟
⎟
⎠ |
| , |
|
z(t) | | | | | | | | (8) |
|
- Check that for any g∈SL2(ℝ) there is a unique (up to a
parametrisation) one-parameter subgroup passing
g. Alternatively, the identity etX=esY for some
X, Y∈sl2 and t, s∈ℝ
implies X=uY for some u∈ℝ.
2.3.2 Invariant Vector Fields and Lie Algebras
In the second realisation of the Lie algebra, g is
identified with the left (right) invariant vector fields on the group G, that is,
first-order differential operators X defined at every point of
G and invariant under the left (right) shifts: XΛ = Λ X (XR=RX). This
realisation is particularly usable for a Lie group with an appropriate
parametrisation. The following examples describe different techniques
for finding such invariant fields.
Example 25
Let us build left (right) invariant vector fields on G—the
ax+
b group using the plain definition.
Take the basis {∂
a,
∂
b}
({−∂
a, −∂
b}
) of the tangent
space Te to G at its identity. We will propagate these
vectors to an arbitrary point through the invariance under shifts.
That is, to find the value of the invariant field at the point
g=(
a,
b)
, we
-
make the left (right) shift by g,
- apply a differential operator from the basis of Te,
- make the inverse left (right) shift by
g−1=(1/a,−b/a).
Thus, we will obtain the following invariant vector fields:
Al=a∂a, Nl=a∂b;
and
Ar=−a∂a−b∂b, Nr=−∂b.
(9) |
Example 26
An alternative calculation for the same Lie algebra can be done as
follows. The Jacobians at g=(
a,
b)
of the left and the right
shifts
Λ(u,v):f(a,b)↦ f | ⎛
⎜
⎜
⎝ | | , | | ⎞
⎟
⎟
⎠ | , and
R(u,v): f(a,b)↦ f(ua, va+b)
|
by h=(
u,
v)
are:
JΛ(h)= | ⎛
⎜
⎜
⎜
⎜
⎜
⎜
⎜
⎝ | | ⎞
⎟
⎟
⎟
⎟
⎟
⎟
⎟
⎠ |
| , and
JR(h)= | | .
|
Then the invariant vector fields are obtained by the transpose
of Jacobians:
This rule is a very special case of the general theorem on the
change of variables in the calculus of pseudo-differential
operators
(PDO),
cf. [305]*§ 4.2
[136]*Thm. 18.1.17.
Example 27
Finally, we calculate the invariant vector fields on the ax+
b
group through a connection to the above one-parameter subgroups. The
left-invariant vector field corresponding to the subgroup a(
t)
from Exercise 1 is obtained through the
differentiation of the right action of this subgroup:
[Al f](a,b) | = | | f((a,b)*(et,0)) | ⎪
⎪
⎪
⎪ | | =
| | f(a et,b) | ⎪
⎪
⎪
⎪ | | = af′a(a,b), |
|
[Nl f](a,b) | = | | f((a,b)*(1,t)) | ⎪
⎪
⎪
⎪ | | =
| | f(a,at+b) | ⎪
⎪
⎪
⎪ | | =af′b(a,b). |
|
|
|
Similarly, the right-invariant vector fields are obtained by the
derivation of the left action:
[Ar f](a,b) | = | |
| = | | f(e−t a ,e−tb) | ⎪
⎪
⎪
⎪ | | = −af′a(a,b)− bf′b(a,b) , |
|
[Nr f](a,b) | = | | f((1,−t)*(a,b)) | ⎪
⎪
⎪
⎪ | | =
| | f(a,b−t) | ⎪
⎪
⎪
⎪ | | =−f′b(a,b). |
|
|
|
Exercise 28
Use the above techniques to calculate the following left (right) invariant vector
fields on the Heisenberg group:
Sl(r)=±∂s,
Xl(r)=±∂ x− | | y∂s,
Yl(r)=±∂y+ | | x∂s.
(10) |
2.3.3 Commutator in Lie Algebras
The important operation in a Lie algebra is a commutator. If the Lie algebra of a matrix group
is realised by matrices, e.g. Exercise 24, then
the commutator is defined by the expression [A,B]=AB−BA in terms
of the respective matrix operations. If the Lie algebra is realised
through left (right) invariant first-order differential operators,
then the commutator [A,B]=AB−BA again defines a left (right)
invariant first-order operator—an element of the same Lie algebra.
Among the important properties of the commutator are its
anti-commutativity ([A,B]=−[B,A]) and the Jacobi
identity
[A,[B,C]]+[B,[C,A]]+[C,[A,B]]=0.
(11) |
Exercise 29
Check the following commutation relations:
-
For the Lie algebra (9) of the ax+b group
- For the Lie algebra (10) of Heisenberg
group
[Xl(r),Yl(r)]=Sl(r),
[Xl(r),Sl(r)]=
[Yl(r),Sl(r)]=0.
(12) |
These are the celebrated Heisenberg commutation relations, which are very important
in quantum mechanics.
- Denote by A, B and Z the generators of the
one-parameter subgroups a(t), b(t) and z(t)
in (7) and (8). The
commutation relations in the Lie algebra
sl2 are
[Z,A]=2B, [Z,B]=−2A, [A,B]=− | | Z.
(13) |
The procedure from Example 27 can also be used
to calculate the derived action of a G-action on a homogeneous space.
Example 30
Consider the action of the ax+
b group on the real line associated with
group’s name:
Then, the derived action on the real line is:
2.4 Integration on Groups
In order to perform an integration we need a suitable measure. A measure dµ on X is called (left)
invariant measure with respect to an operation of G
on X if
| ∫ | | f(x) dµ(x) = | ∫ | | f(g· x) dµ(x),
for all g∈ G,
f(x)∈C0∞(X).
(14) |
Exercise 31
Show that measure y−2dy dx on the upper half-plane
ℝ
+2 is invariant under action from
Exercise 16.
Left invariant measures on X=G is
called the (left) Haar measure. It always exists and is uniquely defined up to a
scalar multiplier [321]*§ 0.2. An equivalent
formulation of (14) is: G operates on
L2(X,dµ) by
unitary operators. We will transfer the Haar measure dµ
from G to g via the exponential map exp:
g→ G and will call it as the invariant
measure on a Lie algebra g.
Exercise 32
Check that the following are Haar measures for corresponding groups:
-
The Lebesgue measure
dx on the
real line ℝ.
-
The Lebesgue measure dφ on the
unit circle T.
- dx/x is a Haar measure on the multiplicative group
ℝ+;
- dx dy/(x2+y2) is a Haar measure on the multiplicative
group ℂ∖ {0}, with coordinates z=x+iy.
-
a−2 da db and
a−1 da db are the left and right invariant measure on
ax+b group.
-
The Lebesgue measure ds dx dy of ℝ3 for the
Heisenberg group ℍ1.
In this notes we assume all integrations on
groups performed over the Haar measures.
Exercise 33
Show that invariant measure on a compact group G is finite and
thus can be normalised to total measure 1
.
The above simple result has surprisingly important consequences for
representation theory of compact groups.
Definition 34
The left convolution
f1*
f2 of two functions f1(
g)
and
f2(
g)
defined on a group G is
f1*f2(g)= | ∫ | | f1(h) f2(h−1g) dh
|
Exercise 35
Let k(
g)∈
L1(
G,
dµ)
and operator K on
L1(
G,
dµ)
is the left
convolution operator
with k, .i.e. K:
f ↦
k*
f. Show that K commutes with all
right shifts on G.
The following Lemma characterizes linear subspaces of
L1(G,dµ) invariant under shifts in the term of ideals of convolution algebra L1(G,dµ) and is of
the separate interest.
Lemma 36
A closed linear subspace H of L1(
G,
dµ)
is invariant
under left (right) shifts if and only if H is a left (right) ideal of
the right group convolution algebra L1(
G,
dµ)
.
Proof.
Of course we consider only the “right-invariance and
right-convolution” case. Then the other three cases are analogous.
Let H be a closed linear subspace of L1(G,dµ)
invariant under right shifts and k(g)∈ H. We will show the
inclusion
[f*k]r(h)= | ∫ | | f(g)k(hg) dµ(g)∈ H,
(15) |
for any f∈L1(G,dµ). Indeed, we can treat
integral (15) as a limit of sums
But the last sum is simply a linear combination of vectors k(hgj)∈
H (by the invariance of H) with coefficients f(gj). Therefore
sum (16) belongs to H and this is true for
integral (15) by the closeness of H.
Otherwise, let H be a right ideal in the group convolution algebra
L1(G,dµ) and let φj(g)∈L1(G,dµ) be
an approximate unit of the algebra [84]*§ 13.2, i.e. for
any f∈L1(G,dµ) we have
[φj*f]r(h)= | ∫ | | φj(g)f(hg) dµ(g) → f(h),
when j→∞.
|
Then for k(g)∈ H and for any h′∈ G the right convolution
[φj*k]r(hh′)= | ∫ | | φj(g)k(hh′g) dµ(g)= | ∫ | |
φj(h′−1g′)k(hg′) dµ(g′), g′=h′g,
|
from the first expression is tensing to k(hh′) and from the second
one belongs to H (as a right ideal). Again the closeness of H
implies k(hh′)∈ H that proves the assertion.
Last modified: October 28, 2024.